IRC §864 & the TCJAUNDERUTILIZEDTCJA enacted Dec 2017

The Law Already Exists. It Just Isn't Being Applied.

Under IRC §864(b) and §875, substantial U.S. activity — including operating through American warehouses — can already establish a U.S. Trade or Business, triggering Effectively Connected Income at full U.S. rates. No treaty amendment may even be required. The existing law, properly applied, is sufficient.

IRC §864(b): What It Says

Defines “trade or business within the United States.” A foreign person is engaged in a U.S. trade or business if they have substantial, continuous, and regular business activity in the U.S.

1

Inventory stored in U.S. warehouses

2

Order fulfillment from U.S. soil

3

Shipping to U.S. consumers

4

Customer service for U.S. customers

All of these activities are performed daily by foreign marketplace sellers using Amazon FBA, Walmart Fulfillment Services, and similar programs.

The TCJA Strengthened This

The Tax Cuts and Jobs Act of 2017 (P.L. 115-97) amplified scrutiny on foreign activities. It clarified that inventory storage can signal a permanent presence and increase PE risks.

§863(b)

Income Sourcing for Inventory Sales

Amended so income from inventory sales is sourced based on production activities — tightening rules on where income is considered earned.

§864(c)(8)

Partnership Interest Dispositions

Added to treat gain or loss from the sale of a partnership interest as effectively connected with a U.S. trade or business.

Inventory Storage

PE Risk Clarification

Clarified that inventory storage can signal a permanent presence and increase Permanent Establishment risks for foreign sellers.

Why It’s Not Being Enforced

The law exists. The enforcement doesn’t. Here’s why.

No IRS Guidance

The IRS has not issued definitive guidance on whether FBA-style marketplace fulfillment constitutes a U.S. Trade or Business.

Treaty Override Default

Tax professionals rely on the treaty PE exemption instead of analyzing whether §864 independently establishes a trade or business.

Seller Default Behavior

Without clear IRS guidance, foreign sellers default to claiming no U.S. tax obligation. There is no penalty for doing so.

Zero Enforcement

IRS enforcement against foreign marketplace sellers is functionally nonexistent. No audits. No penalties. No compliance checks.

Effectively Connected Income

If a foreign seller is found to have a U.S. Trade or Business, their income becomes “Effectively Connected Income” (ECI) under IRC §871/§882.

37%

Maximum U.S. federal income tax rate applied to ECI

Same rate as domestic businesses

Required Filing

  • Form 1120-F — Foreign corporations
  • Form 1040-NR — Nonresident individuals

This is EXISTING LAW

ECI taxation is not a new proposal. It is existing U.S. tax law that applies to every foreign person with a U.S. trade or business. The only question is whether the IRS will apply it to the modern reality of marketplace commerce.

What AEBA Is Asking For

IRC §864 and the TCJA are the primary legal basis for taxing foreign marketplace sellers. These sellers claim the 1987 treaty shields them — but domestic law enacted thirty years later supersedes the treaty under IRC §7852(d). The IRS does not need new legislation. It does not need to renegotiate the treaty. It needs to apply the law that already exists and implement marketplace withholding using FIRPTA (§1445), backup withholding (§3406), or §1441/§1442 to collect it.

The Complete Framework

01

IRC §864 / TCJA

Existing domestic law — foreign marketplace sellers already have a U.S. Trade or Business

02

Treaty Override via §7852(d)

The 'later in time' rule — domestic law enacted 30 years after the treaty supersedes it

03

Marketplace Withholding

Collect via FIRPTA (§1445), backup withholding (§3406), or §1441/§1442 — infrastructure already in place

No new legislation required. Administrative guidance applying existing law to modern reality.

The law exists. It just needs to be applied.

← The Wayfair PrincipleThe 1987 Treaty